-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BbxuDukdaYGCTyfN5u5lXQ+yHplM0FpXXgPZHvDDLk5tZFQ5mq6rqnHhQiC/mPed sD3uC1efw/07WNMZQ0yH3Q== 0001021102-00-000001.txt : 20000202 0001021102-00-000001.hdr.sgml : 20000202 ACCESSION NUMBER: 0001021102-00-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLSTATE CORP CENTRAL INDEX KEY: 0000899051 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 363871531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45453 FILM NUMBER: 509271 BUSINESS ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474025000 MAIL ADDRESS: STREET 1: 2775 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIG SOUNDSHORE HOLDINGS LTD CENTRAL INDEX KEY: 0001021102 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 980191909 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 29 RICHMOND ROAD STREET 2: PEMBROKE HM08 CITY: HAMILTON BERMUDA STATE: D0 BUSINESS PHONE: 4412952121 MAIL ADDRESS: STREET 1: 29 RICHMOND ROAD STREET 2: PEMBROKE HM11 CITY: BERMUDA STATE: D0 FORMER COMPANY: FORMER CONFORMED NAME: SOUNDSHORE HOLDINGS LTD DATE OF NAME CHANGE: 19981124 FORMER COMPANY: FORMER CONFORMED NAME: SOUNDSHORE PARTNERS LP /BD DATE OF NAME CHANGE: 19980309 FORMER COMPANY: FORMER CONFORMED NAME: SOUNDSHORE PARTNERS LP /BD DATE OF NAME CHANGE: 19980303 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALLSTATE CORP for (In our initial filing, American Heritage 8.5% 8/15/00 was convertible into American Heritage Life Invs.(AHL)) (Name of Issuer) COMMON STOCK (Title of Class of Securities) 020002101 (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 020002101 1. NAME OF REPORTING PERSONS AIG SOUNDSHORE HOLDINGS LTD SS OR IRS IDENTIFICATION NO. OF ABOVE PERSONS 98-0191909 (There has been a name change from SoundShore Holdings Ltd., to AIG SoundShore Holdings Ltd.) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) N/A (b) 3. SEC USE ONLY 4. CITIZEN OR PLACE OF ORGANIZATION CORPORATION ORGANIZED AND EXISTING UNDER THE COMPANIES ACT OF 1981 OF BERMUDA NUMBER OF SHARES 5. SOLE VOTING POWER 635,275 preferred 8.5000% 8/15/00 series convertible to 2,267,105.89 common shares of (convertible to 3.5687 shares of ALL (Allstate Corp.)) BENEFICIALLY OWNED BY EACH 6. SHARED VOTING POWER N/A REPORTING PERSON WITH 7. SOLE DISPOSITION POWER 635,275 preferred 8.5000% 8/15/00 series convertible to 2,267,105.89 common shares of (convertible to 3.5687 shares of ALL (Allstate Corp.)) 8. SHARED DISPOSITION POWER N/A 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON N/A 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .28% 12. TYPE OF REPORTING PERSON* CO * SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13G Item 1: Security and Issuer 1(a) Name of Issuer ALLSTATE CORP 1(b) Address of Issuer's Principal Executive Offices Allstate Plaza 2775 Sanders Road Northbrook, IL 60062-6127 Item 2: Identity and Background 2(a) Name of person Filing AIG SoundShore Holdings Ltd. 2(b) Address of Principal Business Office or, if none, Residence 29 Richmond Road, Pembroke HM08 Bermuda 2(c) Citizenship/ Corporation organized A corporation organized and existing under the Companies Act of 1981 of Bermuda. 2(d) Title of Class of Security Allstate Corp 2(e) Cusip Number 020002101 Item 3: If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), the person filing is a: AIG SoundShore Holdings Ltd, is filing Form 13G as a "Passive Investor". AIG SoundShore Holdings Ltd. does not seek to acquire or influence "control" of the issuer and owns less than 10% of the class of securities. Item 4: Ownership If the percent of the class owned, as of December 31 of the year covered by the statement or as the last day of any month described in Rule 13d-1(B)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. 4(a) Amount Beneficially Owned Less than 5%: (35,275 preferred 8.5000% 8/15/00 series convertible to 2,267,105.89 common shares of - convertible to 3.5687 shares of ALL (Allstate Corp.)) 4(b) Percent of Class .28% 4(c)(i) Less than 5%: (635,275 preferred 8.5000% 8/15/00 series convertible to 2,267,105.89 common shares of - convertible to 3.5687 sharesof ALL (Allstate Corp.)) 4(c)(ii) Shared power to vote or to direct the vote NONE 4(c)(iii) Sole power to dispose or to direct the disposition of Less than 5%: (635,275 preferred 8.5000% 8/15/00 series convertible to 2,267,105.89 common shares of - convertible to 3.5687 shares of ALL (Allstate Corp.)) 4(c)(iv) Shared power to dispose or to direct the disposition of NONE Instruction: For computation regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). Item 5: Ownership of Five Percent or less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following X Instruction: Dissolution of a group requires a response to this item. Item 6: Ownership of More than Five percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest related to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Not Applicable Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. Not Applicable Item 8: Identification and Classification of Members of the Group. If a group his filed this schedule pursuant to Rule 13d- 1(b)(ii)(H), so indicate under item 3(h) and attach an exhibit stating the identity had Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. Not Applicable Item 9: Notice of Dissolution of Group Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of he group, in their individual capacity. See item 5. Not Applicable Item 10: Certification The following certification shall be included if the statement is filed pursuant to Rule 13D-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 1/13/00 Signature /s/ Anthony Giordano Anthony Giordano Director Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power os attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -----END PRIVACY-ENHANCED MESSAGE-----